Xi, Xuanhua 席絢樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2023-02-01 | 2024-04-08 | RO | Dealing in securities | 2023-02-01 | 2024-04-08 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2017-11-16 | 2019-12-20 | RO | Asset management | 2019-12-20 | 2024-04-08 | RO | Advising on securities | 2023-02-01 | 2024-04-08 | RO | Dealing in securities | 2023-02-01 | 2024-04-08 |
| 3 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-08-22 | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 | RO | Dealing in securities | 2008-03-03 | 2008-03-03 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2008-03-03 | Rep | Dealing in futures contracts | 2007-09-12 | 2016-01-15 | RO | Dealing in securities | 2008-03-03 | 2024-04-08 | Rep | Advising on futures contracts | 2016-01-14 | 2018-01-09 | RO | Dealing in futures contracts | 2016-01-15 | 2024-04-08 | RO | Advising on futures contracts | 2018-08-29 | 2024-04-08 | RO | Advising on securities | 2018-08-29 | 2024-04-08 |
| 5 | Comity Limited (HK) | RO | Advising on futures contracts | 2017-06-19 | 2018-09-19 | RO | Dealing in futures contracts | 2017-06-19 | 2018-09-19 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-01 | 2005-08-22 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-08-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy