Yu, Kevin Wah Foo 余華富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2008-10-27 | 2015-12-31 |
| 2 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2008-10-27 | 2008-12-12 | Rep | Dealing in futures contracts | 2008-10-27 | 2008-12-12 | Rep | Dealing in securities | 2008-10-27 | 2015-01-12 | Rep | Advising on securities | 2008-10-27 | 2015-12-31 | RO | Advising on futures contracts | 2008-12-12 | 2015-12-31 | RO | Dealing in futures contracts | 2008-12-12 | 2015-12-31 | RO | Dealing in securities | 2015-01-12 | 2015-12-31 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-12-01 | 2008-10-18 | Rep | Asset management | 2003-12-01 | 2008-10-18 | RO | Advising on futures contracts | 2004-07-20 | 2008-10-18 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-11-26 | Rep | Advising on futures contracts | 2003-12-01 | Rep | Dealing in futures contracts | 2003-12-01 | Rep | Asset management | 2004-03-20 | RO | Advising on futures contracts | 2003-12-01 | 2008-10-18 | RO | Dealing in futures contracts | 2003-12-01 | 2008-10-18 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2004-03-20 | Rep | Dealing in securities | 2008-10-18 | Rep | Leveraged foreign exchange trading | 2004-03-20 | 2008-10-18 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on futures contracts | 2016-01-28 | 2016-06-15 | Rep | Advising on securities | 2016-01-28 | 2016-06-15 | Rep | Dealing in futures contracts | 2016-01-28 | 2016-06-15 | Rep | Dealing in securities | 2016-01-28 | 2016-06-15 | Rep | Asset management | 2016-01-28 | 2017-02-12 | RO | Advising on futures contracts | 2016-06-15 | 2017-02-12 | RO | Advising on securities | 2016-06-15 | 2017-02-12 | RO | Dealing in futures contracts | 2016-06-15 | 2017-02-12 | RO | Dealing in securities | 2016-06-15 | 2017-02-12 | Rep | Asset management | 2017-02-13 | 2021-03-07 | RO | Advising on futures contracts | 2017-02-13 | 2021-03-07 | RO | Advising on securities | 2017-02-13 | 2021-03-07 | RO | Dealing in futures contracts | 2017-02-13 | 2021-03-07 | RO | Dealing in securities | 2017-02-13 | 2021-03-07 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-07-20 | 2017-02-12 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-07-20 | 2017-02-12 |
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