Au, Hon Man 歐漢文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-02-21 | 2012-12-01 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-02-07 | 2016-03-24 |
3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-11-05 | 2010-12-31 |
4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-01-19 | 2005-10-31 |
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