Au, Kwok Hoi 區國凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-03-10 | 2010-11-30 | Rep | Dealing in securities | 2009-03-10 | 2011-12-15 |
| 2 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2008-04-15 | 2009-03-05 | Rep | Dealing in securities | 2008-04-15 | 2009-03-05 |
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