Chan, Fung Yu (SFC:AAK854) 陳鋒如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-04-13 | 2016-08-19 | Rep | Dealing in securities | 2011-04-13 | 2016-08-19 |
| 2 | Canfield Securities Company Limited | Rep | Dealing in securities | 2017-06-30 | |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2017-06-13 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-09-06 | 2017-06-13 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in futures contracts | 2011-04-01 |
| 6 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in securities | 2004-01-15 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Automated trading services | 2004-01-15 | Rep | Dealing in securities | 2011-04-01 |
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