Chan, Wai Leung (SFC:ASK745) 陳韋良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-11-12 | 2013-02-12 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-09-04 | 2015-04-20 | RO | Dealing in securities | 2015-04-20 | 2017-10-13 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-28 | 2017-10-13 |
| 4 | China Investment Fund International Securities Limited | RO | Advising on securities | 2018-07-10 | 2019-04-29 | RO | Dealing in securities | 2018-07-10 | 2019-04-29 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2009-02-11 | 2010-11-04 |
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