Chang, Chung Kan 鄭忠勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-14 | 2005-06-27 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-02-11 | 2020-07-31 | Rep | Dealing in futures contracts | 2009-06-01 | 2020-07-31 |
| 3 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-08-11 | 2020-11-03 | RO | Advising on securities | 2020-11-03 | 2022-11-25 | RO | Dealing in securities | 2020-11-03 | 2022-11-25 |
| 4 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on securities | 2004-07-15 | 2005-03-31 |
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