Chiu, Suk Woon 趙淑媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-09-28 | 2008-03-03 | Rep | Dealing in securities | 2006-09-28 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2014-03-06 | Rep | Dealing in securities | 2007-09-12 | 2014-03-06 |
| 3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-09-21 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-09-21 |
| 5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-21 | |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-03-21 |
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