Cho, Stephen Yu Kwan 曹如軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Prime China Securities Limited | RO | Advising on securities | 2019-05-29 | |
| 2 | Prime China Securities Limited | RO | Dealing in securities | 2019-05-29 | |
| 3 | Prime China Investments and Advisory Limited | Rep | Advising on securities | 2019-09-24 | |
| 4 | Prime China Investments and Advisory Limited | Rep | Asset management | 2019-09-24 | |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2006-01-03 | |
| 6 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2006-02-17 | 2008-03-03 |
| 7 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2013-11-15 |
| 8 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-06-29 | 2013-11-15 |
| 9 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-06-29 | 2017-08-01 |
| 10 | Arta Global Markets Limited | Rep | Dealing in securities | 2018-02-13 | 2019-02-21 |
| 11 | Prime China Securities Limited | Rep | Dealing in securities | 2019-02-28 | 2019-05-29 |
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