Van, Vliet Nicolas Rudolf
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-20 | 2018-11-23 | Rep | Dealing in securities | 2018-03-20 | 2018-11-23 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-04-10 | 2018-11-23 | Rep | Advising on securities | 2018-03-20 | 2018-11-23 |
| 3 | FORSYTH BARR ASIA LIMITED | Rep | Advising on securities | 2018-12-24 | 2019-07-30 | Rep | Dealing in securities | 2018-12-24 | 2019-07-30 |
| 4 | SBI Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-09-18 | 2022-02-07 | Rep | Dealing in securities | 2019-09-18 | 2022-02-07 | RO | Advising on securities | 2022-02-07 | 2022-08-23 | RO | Dealing in securities | 2022-02-07 | 2022-08-23 | Rep | Advising on securities | 2022-08-23 | Rep | Dealing in securities | 2022-08-23 |
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