Choi, Lo 蔡璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-06-29 | 2008-03-03 | Rep | Dealing in securities | 2006-06-29 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2012-06-13 | Rep | Dealing in securities | 2007-09-12 | 2013-11-13 | Rep | Advising on futures contracts | 2012-06-13 | RO | Dealing in futures contracts | 2012-06-13 | RO | Dealing in securities | 2013-11-13 | RO | Advising on securities | 2019-06-13 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2004-03-02 | Rep | Advising on futures contracts | 2004-03-04 | Rep | Asset management | 2004-03-04 | Rep | Dealing in futures contracts | 2006-06-26 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2006-06-26 | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2006-06-26 |
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