Kan, Tung Fai 簡通輝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Dealing in securities 2008-03-27 2015-04-01
2 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2007-03-01 2008-03-03
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in futures contracts 2016-12-20 2018-07-17
Rep Dealing in securities 2016-12-20 2018-07-17
4 GAOYU SECURITIES LIMITED Rep Dealing in securities 2018-08-16 2020-06-30
Rep Asset management 2018-10-25 2019-10-22
RO Asset management 2019-10-22 2020-06-30
5 KGI ASIA LIMITED Rep Advising on securities 2015-09-24 2016-12-18
Rep Dealing in securities 2015-09-24 2016-12-18
6 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2015-04-15 2015-08-31

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