Kwong, Gary Chi Ki 鄺智騏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2013-04-22 | Rep | Dealing in securities | 2009-07-02 | 2023-07-28 | RO | Dealing in futures contracts | 2013-04-22 | 2023-07-28 | RO | Advising on futures contracts | 2015-12-02 | 2023-07-28 | Rep | Advising on securities | 2018-03-16 | 2023-07-28 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-24 | 2008-05-24 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-06-24 | 2008-05-24 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-05-28 | 2009-06-01 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2008-05-28 | 2009-06-01 | Rep | Dealing in futures contracts | 2008-05-28 | 2009-06-01 | Rep | Dealing in securities | 2008-05-28 | 2009-06-01 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-01 | Rep | Dealing in securities | 2008-10-13 | 2009-06-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-16 | 2004-12-25 |
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