Lam, Bowie Mei Kwan 林美群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2007-09-11 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-11-30 | 2016-05-19 | Rep | Dealing in futures contracts | 2010-06-02 | 2016-05-19 |
| 3 | GBR Capital Limited | RO | Advising on securities | 2018-04-10 | 2019-02-01 | RO | Asset management | 2018-04-10 | 2019-02-01 | RO | Dealing in securities | 2018-04-10 | 2019-02-01 |
| 4 | Golden Full Asset Management Limited | RO | Advising on securities | 2020-07-30 | RO | Asset management | 2020-07-30 |
| 5 | HUA YU INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-30 | 2019-06-21 | Rep | Asset management | 2019-04-30 | 2019-06-21 | RO | Advising on securities | 2019-06-21 | 2020-01-16 | RO | Asset management | 2019-06-21 | 2020-01-16 |
| 6 | INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2016-08-29 | 2017-03-15 | RO | Advising on securities | 2016-08-29 | 2017-03-15 | RO | Asset management | 2016-08-29 | 2017-03-15 | RO | Dealing in securities | 2016-08-29 | 2017-03-15 |
| 7 | YF ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2017-04-06 | 2018-04-03 | RO | Advising on securities | 2017-04-06 | 2018-04-03 | RO | Asset management | 2017-04-06 | 2018-04-03 |
| 8 | YF FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-04-06 | 2018-04-03 |
| 9 | YF SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-04-06 | 2018-04-03 |
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