Lam, Yin Kuen 林燕權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-09-10 | 2011-12-01 |
| 2 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2007-09-24 | 2009-08-26 | Rep | Asset management | 2007-10-24 | 2009-08-26 |
| 3 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-12-30 | 2007-09-07 |
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