Lau, Ki Fung (SFC:AGL950) 劉奇峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-10 | |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2016-11-23 | 2018-06-22 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-10 | |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-10-26 | |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-04 | 2007-05-01 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-08 | 2009-09-01 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-31 | 2016-09-21 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-02-16 | |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-03-03 | 2007-05-01 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-05-08 | 2010-11-26 |
| 12 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-11-29 | 2012-11-29 |
| 13 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-01-31 | 2016-09-21 |
| 14 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-11-23 | 2018-06-22 |
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