Lau, Sai Hon 劉西漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-10 | 2009-03-13 | FULBRIGHT FUTURES LIMITED | Rep | 2009-04-06 | 2009-07-22 | BOCOM International Securities Limited | Rep | 2009-07-27 | 2015-01-15 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 2015-01-29 | 2021-07-09 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-14 | 2007-07-14 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 2007-08-02 | 2009-03-13 | FULBRIGHT SECURITIES LIMITED | Rep | 2009-04-06 | 2009-07-22 | BOCOM International Securities Limited | Rep | 2009-07-27 | 2015-01-15 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 2015-01-29 | 2021-07-09 |
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