Lee, Mandy Man Wai 李敏慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2023-11-02 | |
| 2 | Beevest Securities Limited | Rep | Dealing in securities | 2007-06-05 | 2010-09-18 | Rep | Dealing in futures contracts | 2008-11-19 | 2010-09-18 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-09-29 | 2015-01-13 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-01-19 | 2020-08-31 |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in futures contracts | 2003-10-21 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Automated trading services | 2003-10-21 | Rep | Dealing in securities | 2007-05-31 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2020-09-24 | 2023-08-31 |
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