Lee, Yip Fung 李業豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-07-05 | 2013-07-17 | Rep | Dealing in futures contracts | 2011-03-01 | 2013-07-17 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-12-29 | 2008-06-07 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-12-29 | 2008-06-07 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-06-20 | 2009-06-05 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-06-20 | 2009-06-05 |
| 6 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-13 | 2015-05-12 | RO | Dealing in securities | 2015-05-12 | 2015-09-11 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-30 | 2006-11-19 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-15 | 2006-11-19 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-10 | 2006-05-08 |
| 10 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2009-06-15 | 2010-06-30 |
| 11 | PACIFIC ALPHA SECURITIES LIMITED | RO | Advising on securities | 2016-09-19 | 2024-07-22 | RO | Dealing in securities | 2016-09-19 | 2024-07-22 |
| 12 | TAT LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-03-17 | 2005-08-29 |
| 13 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-31 | 2015-03-04 |
| 14 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-31 | 2015-03-04 |
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