Li, Wai Chong 李偉壯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Automated trading services | 2003-09-08 | Rep | Advising on corporate finance | 2004-04-26 | Rep | Advising on securities | 2004-04-26 | Rep | Asset management | 2004-04-26 | Rep | Dealing in securities | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2012-02-24 | Rep | Dealing in futures contracts | 2007-09-12 | 2019-05-14 | RO | Dealing in securities | 2012-02-24 | Rep | Advising on securities | 2018-02-02 | 2019-05-14 | RO | Advising on securities | 2019-05-14 | RO | Dealing in futures contracts | 2019-05-14 |
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