Liu, Henry Je Ngai 廖子毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-04-19 | 2016-04-01 | Rep | Asset management | 2013-04-19 | 2016-04-01 | Rep | Dealing in securities | 2013-04-19 | 2016-04-01 |
| 2 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-03-02 | 2008-03-03 | Rep | Dealing in securities | 2006-03-02 | 2008-03-03 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-20 | 2009-04-01 | Rep | Dealing in securities | 2007-09-20 | 2009-04-01 | Rep | Dealing in futures contracts | 2009-08-14 | 2013-04-08 | Rep | Dealing in securities | 2009-08-14 | 2013-04-08 |
| 4 | CREATIVE ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-05-27 | 2018-08-31 | Rep | Asset management | 2016-05-27 | 2018-08-31 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-06 | 2009-07-31 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2009-07-31 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-12-13 | 2006-03-02 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-03-02 |
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