Lok, Wai (SFC:AEL915) 樂偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2021-09-21 | |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-10-29 | 2021-08-26 | Rep | Dealing in securities | 2009-10-29 | 2021-08-26 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Automated trading services | 2004-03-02 | Rep | Dealing in futures contracts | 2009-10-01 |
| 4 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-06-02 | 2004-01-09 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-13 | Rep | Advising on securities | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2009-10-01 |
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