Lou, Yi (SFC:AFW474) 羅毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-06-30 | 2015-05-07 |
2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-05-13 | 2021-05-20 |
3 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2022-02-18 | 2022-05-06 |
4 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-03-15 | 2008-06-26 |
5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-28 | 2022-01-31 |
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