Luk, Sai Cheong 陸世昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-08-29 | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2014-11-10 | Rep | Dealing in securities | 2007-09-12 | 2014-11-10 | RO | Dealing in futures contracts | 2014-11-10 | 2018-06-29 | RO | Dealing in securities | 2014-11-10 | 2018-06-29 |
| 3 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-31 | 2005-08-20 |
| 4 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2005-08-20 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Automated trading services | 2004-03-11 | Rep | Dealing in securities | 2004-03-20 |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-18 | 2004-03-20 |
| 7 | Leeds Fund International Limited | RO | Advising on securities | 2019-12-19 | 2022-12-07 | RO | Asset management | 2019-12-19 | 2022-12-07 |
| 8 | Leeds Securities Investment Limited | RO | Dealing in securities | 2019-12-19 | 2022-12-07 |
| 9 | Towering Securities Limited | Rep | Dealing in securities | 2018-07-03 | 2018-07-13 | RO | Advising on securities | 2018-07-13 | 2019-08-08 | RO | Asset management | 2018-07-13 | 2019-08-08 | RO | Dealing in securities | 2018-07-13 | 2019-08-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy