Ng, Chi Fai (SFC:AFG430) 吳志輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-01-07 | 2016-12-01 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-12-30 | 2017-08-14 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-08-30 | 2020-03-31 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2009-12-23 |
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