Poon, Tik Ki 潘迪琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-10-02 | 2013-10-16 | Rep | Dealing in securities | 2009-10-02 | 2013-10-16 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-10-10 | 2009-09-12 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-10 | 2009-09-12 | Rep | Dealing in securities | 2007-10-10 | 2009-09-12 |
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