Say, Deana Chi Ming 謝智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2006-09-13 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2014-03-30 |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-04-08 | |
| 4 | Public Financial Securities Limited | RO | Advising on corporate finance | 2004-11-05 | RO | Advising on securities | 2004-11-05 | RO | Asset management | 2004-11-05 | RO | Dealing in securities | 2006-08-20 |
| 5 | Public Futures Limited | RO | Dealing in futures contracts | 2003-10-31 | |
| 6 | Public Pacific Securities Limited | RO | Advising on corporate finance | 2005-03-31 | RO | Advising on securities | 2005-03-31 | RO | Asset management | 2005-03-31 | RO | Dealing in securities | 2005-03-31 |
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