Shum, Yat Kei 沈逸基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-18 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-21 | |
| 3 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2007-11-19 | 2008-03-03 | BOCOM International Securities Limited | Rep | 2007-11-19 | 2014-07-09 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 2014-07-21 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy