Sze, Lap Sum 施鈉森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-06-27 | 2013-12-27 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-06 | 2018-07-16 |
| 3 | CVP Securities Limited | Rep | Dealing in securities | 2013-12-30 | 2014-10-31 |
| 4 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-05-10 | |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2022-05-10 | |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-05-03 | 2011-06-15 | Rep | Dealing in securities | 2020-06-08 | 2022-04-30 |
| 7 | KGI Asset Management Limited | Rep | Asset management | 2020-06-08 | 2022-04-30 |
| 8 | South China Investment Management Limited | Rep | Asset management | 2019-09-23 | 2020-05-14 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-23 | 2020-05-14 |
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