Ti, Vicky Hwei Chi 狄慧琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Asset management | 2011-11-09 | 2012-05-04 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-05-05 | 2012-05-04 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-14 | Rep | Advising on securities | 2004-05-14 | Rep | Asset management | 2004-05-14 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-03-06 | 2008-08-04 | Rep | Dealing in securities | 2007-09-12 | 2008-08-04 |
| 5 | SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | Advising on futures contracts | 2004-06-10 | 2005-09-30 | Rep | Advising on securities | 2004-06-10 | 2005-09-30 | Rep | Asset management | 2004-06-10 | 2005-09-30 |
| 6 | Sun Life Asset Management (HK) Limited | Rep | Asset management | 2015-03-06 | 2018-06-30 | Rep | Advising on securities | 2016-10-17 | 2018-06-30 |
| 7 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-28 | 2011-04-07 |
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