Wong, Chung Ming (SFC:AEE549) 黃仲明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Automated trading services | 2003-09-08 | Rep | Advising on corporate finance | 2004-04-27 | Rep | Advising on securities | 2004-04-27 | Rep | Asset management | 2004-04-27 | Rep | Dealing in securities | 2008-03-03 | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2014-11-17 | Rep | Dealing in securities | 2007-09-12 | 2014-11-17 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-11-25 | 2015-02-11 | RO | Dealing in securities | 2015-02-11 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2015-07-03 | RO | Dealing in futures contracts | 2015-07-03 |
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