Wong, Man Yin (SFC:AED081) 黃文嬿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2011-07-26 | 2016-05-20 |
| 2 | FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on securities | 2017-09-06 | 2017-09-12 | RO | Advising on securities | 2017-09-12 | 2018-01-30 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-05-31 | 2017-09-12 | Rep | Asset management | 2017-05-31 | 2018-01-30 | Rep | Dealing in securities | 2017-05-31 | 2018-01-30 | RO | Advising on securities | 2017-09-12 | 2018-01-30 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-03-01 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in securities | 2004-11-23 | Rep | Advising on securities | 2007-02-02 | Rep | Advising on securities | 2008-10-09 | 2008-12-10 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2009-02-10 | 2010-02-17 | RO | Advising on securities | 2010-02-17 | 2011-07-16 |
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