Wong, Siu Han (SFC:AFZ500) 黃少嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
| 2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-11 | 2006-08-24 |
| 3 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-11 | 2006-08-24 |
| 4 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-10 | |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-26 | 2020-11-19 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-05-26 | 2020-11-19 |
| 7 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2016-05-20 | Rep | Dealing in securities | 2007-09-12 | 2016-05-20 |
| 8 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-09-05 | 2008-03-03 | Rep | Dealing in securities | 2006-09-05 | 2008-03-03 |
| 9 | ABCI Securities Company Limited | Rep | Dealing in securities | 2020-12-02 |
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