Xie, Jianying 謝劍英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2010-05-06 | 2015-06-12 |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2008-01-22 | 2009-04-27 | Rep | Dealing in securities | 2008-01-22 | 2009-04-27 |
| 3 | SIFT CAPITAL PARTNERS LIMITED | RO | Asset management | 2016-02-04 | 2016-09-30 |
| 4 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2020-08-17 | Rep | Asset management | 2020-08-17 |
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