Yau, Ting Fung 尤庭鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-02-09 | 2012-09-15 | Rep | Dealing in securities | 2011-02-09 | 2012-09-15 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-01-19 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-19 | |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-05-30 | 2011-02-02 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2011-02-02 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-10 | 2017-01-03 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-09-26 | 2017-01-03 |
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