Yeung, Tak Lam 楊德霖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2006-06-19 2007-06-04
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-06-22 2007-11-01
3 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-07-24 2007-11-01
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2007-11-09 2007-11-14
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2007-11-09 2007-11-14
6 BOCOM International Holdings Company Limited Rep Dealing in futures contracts 2007-12-05 2008-03-03
7 BOCOM International Holdings Company Limited Rep Dealing in securities 2007-12-05 2008-03-03
8 BOCOM International Securities Limited Rep Dealing in futures contracts 2007-12-05 2017-08-16
9 BOCOM International Securities Limited Rep Dealing in securities 2007-12-05 2017-08-16
10 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2017-12-04 2018-01-26
11 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2017-12-04 2018-01-26
12 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Rep Dealing in futures contracts 2018-02-07 2019-04-04
13 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED RO Advising on securities 2019-03-05 2020-03-06
14 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED RO Dealing in securities 2019-03-05 2020-03-06
15 Towering Securities Limited Rep Dealing in securities 2020-03-20 2020-06-01
16 Towering Securities Limited RO Dealing in securities 2020-06-01 2020-12-30
17 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2021-01-18 2023-02-09
18 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2021-01-18 2023-11-09
19 CELESTIAL SECURITIES LIMITED RO Dealing in securities 2023-02-09
20 CELESTIAL COMMODITIES LIMITED RO Dealing in futures contracts 2023-11-09

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