Yip, Kin Chung (SFC:ADT599) 葉建中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2007-10-04 | 2009-12-31 |
| 2 | BOCOM International Holdings Company Limited | Rep | Automated trading services | 2003-09-08 | Rep | Asset management | 2004-04-27 | Rep | Advising on corporate finance | 2008-03-03 | Rep | Advising on securities | 2008-03-03 | Rep | Dealing in securities | 2008-03-03 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2009-12-31 | Rep | Advising on securities | 2007-09-12 | 2014-04-15 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2018-09-24 | 2021-08-20 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2014-05-14 | 2018-08-31 |
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