Au, Clarence Kam Pui 歐錦霈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Monex Boom Securities (H.K.) Limited | Rep | Automated trading services | 2007-12-12 | 2021-08-28 | Rep | Dealing in securities | 2007-12-12 | 2021-08-28 | Rep | Dealing in futures contracts | 2017-12-11 | 2021-08-28 |
| 2 | Win Securities Limited | Rep | Automated trading services | 2007-12-12 | 2021-08-28 | Rep | Dealing in securities | 2007-12-12 | 2021-08-28 |
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