Kwan, Ting Gee 關婷之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Monex Boom Securities (H.K.) Limited | Rep | Automated trading services | 2010-03-31 | 2012-02-17 |
| 2 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2010-03-31 | 2012-02-17 |
| 3 | Win Securities Limited | Rep | Automated trading services | 2010-03-31 | 2012-02-17 |
| 4 | Win Securities Limited | Rep | Dealing in securities | 2010-03-31 | 2012-02-17 |
| 5 | BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-07-24 | 2014-12-12 |
| 6 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2016-10-05 | 2018-07-03 |
| 7 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Asset management | 2016-10-05 | 2018-07-03 |
| 8 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2016-10-05 | 2018-08-03 |
| 9 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-10-05 | 2018-08-03 |
| 10 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2016-10-05 | 2018-08-03 |
| 11 | JPMorgan Funds (Asia) Limited | Rep | Asset management | 2016-10-05 | 2018-08-03 |
| 12 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2016-10-05 | 2018-08-03 |
| 13 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2019-10-21 | |
| 14 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in securities | 2019-10-21 |
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