Tang, Fung (SFC:AXA214) 鄧峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2011-03-21 | 2012-03-27 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-09-04 | 2019-11-15 | Rep | Dealing in securities | 2015-09-04 | 2019-11-15 | Rep | Advising on securities | 2015-09-04 | 2022-04-29 | RO | Advising on corporate finance | 2019-11-15 | 2022-04-29 | RO | Dealing in securities | 2019-11-15 | 2022-04-29 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2022-05-12 | 2022-08-08 | Rep | Dealing in securities | 2022-05-12 | 2024-04-19 | RO | Advising on corporate finance | 2022-08-08 | 2024-04-19 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-03-21 | 2015-08-14 | Rep | Dealing in securities | 2014-03-21 | 2015-08-14 |
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