Chan, Walton Wai Ching 陳緯青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-03 | 2021-11-23 | RO | Dealing in futures contracts | 2021-11-23 | 2023-05-26 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-04-03 | 2021-11-23 | Rep | Advising on securities | 2018-04-04 | 2022-09-19 | Rep | Asset management | 2018-04-04 | 2023-05-26 | RO | Dealing in securities | 2021-11-23 | 2023-05-26 | RO | Advising on securities | 2022-09-19 | 2023-05-26 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-10-09 | 2014-10-04 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-09 | 2014-10-04 |
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