Chan, Wai Chung (SFC:AOD117) 陳偉聰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2019-03-07 2019-04-26
Rep Asset management 2019-03-07 2019-05-31
RO Advising on securities 2019-04-26 2019-05-31
2 Bright Smart Asset Management Limited Rep Asset management 2018-04-23 2019-02-15
3 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2008-07-02 2019-02-15
Rep Advising on futures contracts 2018-08-28 2019-02-15
4 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2008-07-02 2019-02-15
Rep Advising on securities 2010-01-18 2017-03-10
RO Advising on securities 2017-03-10 2019-02-15
5 EAST ASIA SECURITIES COMPANY LIMITED Rep Advising on securities 2023-12-04
6 EXCELLENT TIDE SECURITIES LIMITED Rep Dealing in securities 2019-03-07 2019-04-26
RO Dealing in securities 2019-04-26 2019-05-31
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-11-03 2007-01-05
8 Rakuten Securities Hong Kong Limited Rep Leveraged foreign exchange trading 2007-05-18 2007-08-07
9 South China Futures Investment Limited Rep Dealing in futures contracts 2019-03-07 2019-04-26
RO Dealing in futures contracts 2019-04-26 2019-05-31
10 uSmart Securities Limited Rep Advising on securities 2019-10-11 2020-01-24
Rep Dealing in securities 2019-10-11 2020-01-24
Rep Asset management 2019-10-11 2022-07-01
RO Advising on securities 2020-01-24 2022-07-01
RO Dealing in securities 2020-01-24 2022-07-01

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