Chan, Wai Chung (SFC:AOD117) 陳偉聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-03 | 2007-01-05 |
| 2 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2007-05-18 | 2007-08-07 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2019-02-15 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-02 | 2019-02-15 |
| 5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2010-01-18 | 2017-03-10 |
| 6 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2017-03-10 | 2019-02-15 |
| 7 | Bright Smart Asset Management Limited | Rep | Asset management | 2018-04-23 | 2019-02-15 |
| 8 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2018-08-28 | 2019-02-15 |
| 9 | 313 Capital Management Limited | Rep | Advising on securities | 2019-03-07 | 2019-04-26 |
| 10 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-07 | 2019-04-26 |
| 11 | South China Futures Investment Limited | Rep | Dealing in futures contracts | 2019-03-07 | 2019-04-26 |
| 12 | 313 Capital Management Limited | Rep | Asset management | 2019-03-07 | 2019-05-31 |
| 13 | 313 Capital Management Limited | RO | Advising on securities | 2019-04-26 | 2019-05-31 |
| 14 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2019-04-26 | 2019-05-31 |
| 15 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2019-04-26 | 2019-05-31 |
| 16 | uSmart Securities Limited | Rep | Advising on securities | 2019-10-11 | 2020-01-24 |
| 17 | uSmart Securities Limited | Rep | Dealing in securities | 2019-10-11 | 2020-01-24 |
| 18 | uSmart Securities Limited | Rep | Asset management | 2019-10-11 | 2022-07-01 |
| 19 | uSmart Securities Limited | RO | Advising on securities | 2020-01-24 | 2022-07-01 |
| 20 | uSmart Securities Limited | RO | Dealing in securities | 2020-01-24 | 2022-07-01 |
| 21 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-12-04 |
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