Chu, Yat Ming 朱日明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-19 | 2016-04-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-16 | 2011-03-15 | Rep | Dealing in securities | 2011-05-19 | 2016-04-30 |
| 3 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2016-08-01 | 2022-06-30 | Rep | Dealing in securities | 2016-08-01 | 2022-06-30 | Rep | Asset management | 2016-12-20 | 2022-06-30 |
| 4 | Hong Kong Jiasheng International Asset Management Limited | RO | Advising on securities | 2024-01-04 | RO | Asset management | 2024-01-04 |
| 5 | MOUETTE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-07-12 | 2022-08-09 | Rep | Asset management | 2022-07-12 | 2023-05-03 | RO | Advising on securities | 2022-08-09 | 2023-12-31 | RO | Dealing in securities | 2022-08-09 | 2023-12-31 | RO | Asset management | 2023-05-03 | 2023-12-31 |
| 6 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2008-05-26 | 2010-08-30 |
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