Chung, Chi Chung 鍾子聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-27 | 2014-10-02 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-04-27 | 2014-10-02 |
| 3 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2016-02-11 | 2017-06-18 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2015-01-07 | 2016-01-22 |
| 5 | Genting Securities Limited | Rep | Dealing in securities | 2017-06-28 | 2017-08-03 | RO | Dealing in securities | 2017-08-03 | 2019-07-31 |
| 6 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2019-09-30 | 2020-10-27 | Rep | Dealing in futures contracts | 2019-11-20 | 2022-09-27 | Rep | Advising on futures contracts | 2020-02-03 | 2022-09-27 | Rep | Advising on securities | 2020-02-03 | 2022-09-27 | RO | Dealing in securities | 2020-10-27 | 2022-09-27 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-12-17 | 2011-04-15 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-12-17 | 2011-04-15 | Rep | Advising on securities | 2011-03-31 | 2011-04-15 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-06-17 | 2010-12-01 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-01 |
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