Ku, Wai 顧威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-04-13 | 2018-03-01 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-04-13 | 2018-03-01 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2017-04-05 | Rep | Dealing in futures contracts | 2019-08-19 | 2021-07-25 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-03 | 2017-04-05 | Rep | Dealing in securities | 2019-08-19 | 2021-07-25 |
| 5 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-09 | 2022-10-31 |
| 6 | CMB International Securities Limited | Rep | Dealing in securities | 2021-08-09 | 2022-10-31 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-03-21 | 2019-06-30 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-21 | 2019-06-30 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-16 | 2011-04-14 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-16 | 2011-04-14 |
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