Kwok, Chi Chung (SFC:AOC990) 郭志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-06-25 | 2013-04-06 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-25 | 2013-04-06 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-13 | |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-22 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-08-22 | Rep | Advising on securities | 2015-04-01 |
| 6 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2013-05-23 | Rep | Dealing in securities | 2013-04-18 | 2013-05-23 | RO | Dealing in futures contracts | 2013-05-23 | 2014-01-10 | RO | Dealing in securities | 2013-05-23 | 2014-01-10 | Rep | Dealing in futures contracts | 2014-01-10 | 2014-07-01 | Rep | Dealing in securities | 2014-01-10 | 2014-07-01 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-11-06 | 2010-06-01 | Rep | Leveraged foreign exchange trading | 2007-01-10 | 2010-06-01 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-06 | 2010-06-01 | Rep | Advising on securities | 2008-04-15 | 2010-06-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy