Lau, Mak Chi 劉陌志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-09 | 2016-10-04 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-11-09 | 2016-10-04 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-09-28 | 2019-02-28 | Rep | Asset management | 2017-09-28 | 2019-02-28 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-10-17 | 2019-02-28 | Rep | Dealing in securities | 2016-10-17 | 2019-02-28 |
| 5 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2019-04-10 | 2020-01-17 | RO | Dealing in securities | 2020-01-17 |
| 6 | Fortune Asset Management Limited | Rep | Advising on securities | 2019-04-10 | Rep | Asset management | 2024-01-02 |
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