Lee, King Leung (SFC:AIY653) 李敬良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-30 | 2005-09-01 |
2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-10-27 | 2012-09-30 |
3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-10-27 | 2012-09-30 |
4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-02-20 | 2004-07-13 | Rep | Dealing in securities | 2004-12-23 | 2005-03-24 | Rep | Dealing in securities | 2008-07-23 | 2010-10-15 |
5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-09-30 | 2010-10-15 |
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