Lee, Shiu Ki 李紹祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amoeba Capital Advisors Limited | RO | Asset management | 2020-09-28 | |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-06-23 | 2012-09-30 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-10-19 | 2012-09-30 |
| 4 | C.P. FINANCIAL MANAGEMENT LIMITED | Rep | Asset management | 2013-02-01 | 2017-01-27 |
| 5 | Finet Securities Limited | RO | Advising on securities | 2020-03-02 | 2020-06-15 | RO | Asset management | 2020-03-02 | 2020-06-15 |
| 6 | Kaisa Asset Management Limited | Rep | Advising on securities | 2017-07-25 | 2018-08-15 | Rep | Asset management | 2017-07-25 | 2018-08-15 |
| 7 | MindPlus Capital Management Limited | Rep | Asset management | 2018-11-16 | 2019-04-08 | RO | Asset management | 2019-04-08 | 2019-10-31 |
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